国家科技创新效率测算与国际比较
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F062.4

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国家社会科学基金重大项目“建设人才强国背景下激发科技人才创新活力研究”(21ZDA014);中国社会科学院创新工程项目“新时代动能转换的机制与效果评价”;中国社会科学院登峰战略优势学科建设项目“技术经济学”。


Calculation and international comparison of national S&T innovation efficiency
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    摘要:

    当前我国多个科技创新投入和产出指标位居世界前列,在此背景下如何客观衡量科技创新效率并进行国际比较尤为重要。通过建立科技创新投入产出指标体系,运用Bootstrap-DEA方法对2009—2018年包括中国在内的36个国家的科技创新效率进行测算分析。研究发现:传统的BCC-DEA模型在测算科技创新效率时存在一定偏误,经过Bootstrap方法修正后的效率值更加合理;各国科技创新效率存在显著差异,尤其是创新型国家科技创新效率内部分化明显,美国、英国、日本和德国科技创新效率显著领先于其他创新型国家;2018年我国科技创新效率值为0.848 2,国际排名第13位,属于高投入高效率国家类型;2014年我国进入“新常态”后,国家科技创新力量布局显著推动了我国科技创新效率稳步提升,科技创新效率国际排名稳中有进,但仍落后于美国、英国、日本等世界主要创新型国家。

    Abstract:

    At present, many of China’s S&T innovation input and output indicators rank among the top in the world. In this context, how to objectively measure S&T innovation efficiency and make international comparisons is particularly important. The paper uses the Bootstrap-DEA method to calculate and analyze S&T innovation efficiency in 36 countries, including China, from 2009 to 2018 by establishing S&T innovation input-output indicator system. The paper found that the traditional BCC-DEA model has certain errors in measuring S&T innovation efficiency, and the efficiency value after the Bootstrap method is more reasonable; There are significant differences in S&T innovation efficiency in various countries, especially the internal differentiation of S&T innovation efficiency in innovative countries, The United States, the United Kingdom, Japan, and Germany are significantly ahead of other innovative countries in terms of S&T innovation efficiency; In 2018, China’s S&T innovation efficiency value was 0.848 2, ranking 13th in the world, belonging to the category of high-input and high-efficiency countries; In 2014, China entered the New Normal, the national S&T innovation force layout has significantly promoted the steady improvement of China’s S&T innovation efficiency. The international ranking of S&T innovation efficiency has made steady progress, but it still lags behind the world’s major innovative countries such as the United States, the United Kingdom, and Japan.

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朱承亮.国家科技创新效率测算与国际比较[J].中国软科学,2023,(1):1-12

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  • 在线发布日期: 2026-08-24
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