专利审批体制改革与企业关键核心技术突破:来自专利快速预审制度的经验证据
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F273

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国家自然科学基金面上项目“‘两高’制造业数智化转型赋能绿色创新:机制探索、经验辨识与政策启示”(72473059);教育部人文社科规划基金项目“数智化赋能制造业绿色转型的机理与政策研究”(23YJA790026)。


Patent examination system reform and enterprise key core technology breakthrough: empirical evidence from the patent fast pre-examination system
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    摘要:

    加快培育新质生产力背景下,如何发挥专利制度“压舱石”作用切实赋能企业关键核心技术突破亟需重点关注。借助专利快速预审制度的准自然试验,首次检验了专利审批体制改革对企业关键核心技术突破的影响效应及机制。研究表明:专利审批体制改革有效驱动了企业关键核心技术突破,但对非关键核心技术和策略性创新并无显著影响,降低制度性交易成本是改革发挥效能的重要路径;在内部研发基础较强企业、外部制度环境较好地区,改革效应更为明显;改革实施后企业关键核心技术突破模式呈现独立研发与合作研发并存局面,但后者以企业间合作模式为主,产学研和政企等跨界合作模式尚不成熟。研究结果不仅证实了专利快速预审制度在关键核心技术突破中的积极作用,也为持续深化我国专利制度改革创新提供了潜在启示。

    Abstract:

    Under the background of accelerating the cultivation of new productivity, how to give full play to the role of the ballast stone of the patent system and effectively empower enterprises to make breakthroughs in key core technologies requires urgent attention. Based on the quasi-natural experiment of the patent fast pre-examination system, this paper examines the impact and mechanism of the patent examination system reform on enterprise key core technology breakthrough for the first time. The research shows that the patent examination system reform has effectively driven enterprise key core technology breakthrough, but has no significant impact on non-key core technology and strategic innovation. Reducing institutional transaction costs is an important way for the reform to play an incentive effect. The effect of reform is more obvious in enterprises with strong internal R&D foundation and regions with good external institutional environment. After the implementation of the reform, the breakthrough mode of the enterprise key core technology has the coexistence of independent R&D and cooperative R&D, but the latter is mainly based on the inter-enterprise cooperation mode, and the cross-border cooperation mode such as industry-university-research and government-enterprise is not yet mature. This study not only confirms the positive role of the patent fast pre-examination system in driving key core technological breakthrough, but also provides potential enlightenment for continuously deepening the reform and innovation of China’s patent system.

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韩先锋,郑酌基,朱承亮,肖远飞.专利审批体制改革与企业关键核心技术突破:来自专利快速预审制度的经验证据[J].中国软科学,2025,(6):122-131

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  • 在线发布日期: 2026-06-03
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