根技术的概念主题、结构内涵及对供应链韧性影响
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F062.9

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浙江省新型智库重点课题项目“关于发现和培育根技术、根产业的建议” (24ZK008Z);北京大成企业研究院重点课题项目“我国根技术与根产业创新战略研究” (2025DC003A);中国博士后科学基金面上资助项目“依托重大工程发现和培养战略科学家的共同体模式”(2024M763080)。


Conceptual themes, structural connotations, and impacts on supply chain resilience of root technology
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    摘要:

    根技术(root technology, RT)对于实现关键核心技术自主可控和提升产业链供应链安全水平具有重要战略意义。已有研究主要基于理论推演和案例分析,提出关于根技术的核心维度结构的猜想,但尚未进行严格的实证量化验证,制约了后续的深化研究。为弥补这一缺口,基于三阶段的方法论设计对根技术的维度结构进行量化检验与分析。首先,基于学术论文、专利文献、基金项目、政策文本、投融资事件、网络社区文本等多源数据,采用主题建模方法,识别和验证原创性、基础性、难以替代性、分化扩散性、多向赋能性五大核心维度,并揭示科学家、企业家、投资家、政治家与公众等不同主体在根技术生命周期各阶段的异质化认知。其次,结合访谈法和扎根理论方法,深化对根技术5个维度的内涵解释。最后,研究通过问卷调查开发根技术概念的测度模型,并进行严格的信效度检验,证实测度模型的可靠性与有效性,并基于该测度模型,验证根技术对供应链韧性的正向影响。研究结果为根技术的操作化定义、精准识别和实证研究提供了工具和方法。

    Abstract:

    Root technology (RT) holds significant strategic importance for achieving independent control over key core technologies and enhancing the security of industrial and supply chains. Existing research primarily relies on theoretical deduction and case analysis to propose hypotheses regarding the core dimensional structure of root technology, but lacks rigorous empirical quantitative verification, which hinders further in-depth studies. To address this gap, this study employs a three-stage methodological design to quantitatively examine and validate the dimensional structure of root technology. First, based on multi-source data including academic papers, patent documents, funded projects, policy texts, investment and financing events, and online community texts, topic modeling methods are used to analyze and identify five core dimensions: originality, fundamentality, irreplaceability, differentiation and diffusion, and multi-directional empowerment. This also reveals the heterogeneous perceptions of different actors—such as scientists, entrepreneurs, investors, politicians, and the public—across various stages of the root technology lifecycle. Subsequently, through interviews and grounded theory methods, the connotative structures and theoretical explanatory power of these five dimensions are deepened and validated. Finally, a measurement model for root technology is developed via questionnaire surveys, with rigorous reliability and validity tests confirming the model’s reliability and effectiveness. Based on this model, the positive impact of root technology on supply chain resilience is verified. This study provides effective tools and methodological support for the operational definition, precise identification, and empirical research of root technology.

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张闳肆,房汉廷.根技术的概念主题、结构内涵及对供应链韧性影响[J].中国软科学,2025,(9):25-41

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  • 在线发布日期: 2026-06-02
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